Form D · Hedge Fund

APM - Global Macro II Fund, Ltd.

La Jolla, CA · CIK 0001495779

Offering snapshot reported Oct 25, 2016 · SEC filing

Reported sold: $20.1M
Investors reported: 47
Minimum accepted: $62.5K
First sale: Jul 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 25, 2016	Amendment	$20,138,000	$0vs Oct 26, 2015	47	SEC filing
Oct 26, 2015	Amendment	$20,138,000	$0vs Feb 13, 2015	47	SEC filing
Feb 13, 2015	Amendment	$20,138,000	$723,000vs Jul 3, 2013	47	SEC filing
Oct 28, 2013	Amendment	$19,415,000	$0vs Jul 3, 2013	39	SEC filing
Jul 3, 2013	Amendment	$19,415,000	$13,993,000vs Jul 5, 2012	40	SEC filing
Jul 5, 2012	Amendment	$5,422,000	$1,975,000vs Jul 6, 2011	33	SEC filing
Jul 6, 2011	Amendment	$3,447,000	$2,222,000vs Jul 6, 2010	20	SEC filing
Jul 6, 2010	Initial	$1,225,000	No comparison	8	SEC filing

Offering details

Securities: Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-144493

Redeemable, voting, participating shares

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
more than 5	None	TCM Securities, Inc. · CRD 43559
morethan 5	None	Commonwealth Financial Network · CRD 8032

Source: Form D, filed Oct 25, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APM - GLOBAL MACRO II FUND LTD

Investment adviser: ALTEGRIS ADVISORS, LLC

Gross asset value: $18.1K
Beneficial owners: 0
ADV minimum commitment: $50K

Reported in Form ADV on Oct 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, LLC LA JOLLA, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

ALTEGRIS INVESTMENTS, LLC
CRD 8258 · SEC 8-24931

Filing source

Form ADV 1248866 · Oct 30, 2018 · Schedule D 7.B.(1), fund 805-9909051847

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
None Altegris Advisors, Llc	Promoter
None Altegris Portfolio Management Inc	Promoter
Robert J Amedeo	Director
Martin Beaulieu	Executive
Kenneth I Mc Guire	Executive
Matthew C Osborne	Executive
Richard G Pfister	Director
Jack L. Rivkin	Executive
Jon C Sundt	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1200 Prospect Street, Ste 400
La Jolla, CA, 92037