Form D · Hedge Fund

APM - Global Macro Fund, Ltd.

La Jolla, CA · CIK 0001482384

Offering snapshot reported Sep 19, 2017 · SEC filing

Reported sold: $19.7M
Investors reported: 60
Minimum accepted: $50K
First sale: Feb 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors61 → 60

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 19, 2017	Amendment	$19,744,918	$0vs Feb 6, 2017	60	SEC filing
Feb 6, 2017	Amendment	$19,744,918	$87,273vs Aug 5, 2016	61	SEC filing
Feb 6, 2017	Amendment	$19,744,918	$87,273vs Aug 5, 2016	61	SEC filing
Aug 5, 2016	Amendment	$19,657,645	$0vs Jul 10, 2015	23	SEC filing
Jul 10, 2015	Amendment	$19,657,645	$0vs Feb 13, 2015	61	SEC filing
Feb 13, 2015	Amendment	$19,657,645	$1,674,999vs Feb 1, 2013	61	SEC filing
Oct 28, 2013	Amendment	$19,157,645	$1,174,999vs Feb 1, 2013	57	SEC filing
Feb 1, 2013	Amendment	$17,982,646	$4,385,194vs Feb 2, 2012	47	SEC filing
Feb 2, 2012	Amendment	$13,597,452	$950,000vs Feb 1, 2011	41	SEC filing
Feb 1, 2011	Amendment	$12,647,452	$9,022,452vs Feb 8, 2010	36	SEC filing
Feb 8, 2010	Initial	$3,625,000	No comparison	6	SEC filing

Offering details

Securities: Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-138553

Redeemable, Voting Participation Shares

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
more than 5	None	Arkadios Capital · CRD 282710

Source: Form D, filed Sep 19, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APM - GLOBAL MACRO FUND LTD

Investment adviser: ALTEGRIS ADVISORS, LLC

Gross asset value: $1.02M
Beneficial owners: 10
ADV minimum commitment: $100K

Reported in Form ADV on Oct 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, LLC LA JOLLA, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

ALTEGRIS INVESTMENTS, LLC
CRD 8258 · SEC 8-24931

Filing source

Form ADV 1248866 · Oct 30, 2018 · Schedule D 7.B.(1), fund 805-9451301030

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
None Altegris Advisors, Llc	Promoter
None Altegris Funds	Promoter
Robert J Amedeo	Director
None Apm Funds	Promoter
Martin Beaulieu	Director, Executive
Kenneth I. Mc Guire	Executive
Matthew C Osborne	Director, Executive
Richard G Pfister	Director
Jack L. Rivkin	Executive
Jon C Sundt	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1200 Prospect Street Suite 400
La Jolla, CA, 92037