Form D · Telecommunications
Apivio Systems Inc.
Richmond, A1 · CIK 0001492286
Offering snapshot reported Oct 9, 2014 · SEC filing
- Reported sold
- $20.4K Offering amount: $1.63M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 22, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 9, 2014 | Amendment | $20,445 | $0vs Oct 6, 2014 | 1 | SEC filing |
| Oct 6, 2014 | Initial | $20,445 | No comparison | 1 | SEC filing |
| May 27, 2011 | Initial | $77,079 | No comparison | 2 | SEC filing |
| May 20, 2010 | Initial | $77,079 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.64K
- Finders' fees
- $0
- Form D file number
- 021-225825
The additional $1,611,428 may be received upon the exercise of share purchase warrants sold inside and outside the U.S. U.S. dollar amounts are based on the Bank of Canada noon rate of exchange reported on September 22, 2014, which was Cdn$1.1008=U.S.$1.
Each unit is comprised of one common share and one share purchase warrant. Each warrant is exercisable for one common share at an exercise price of Cdn$0.55 for a period of 24 months, subject to acceleration.
The agents also received compensation options exercisable for 5,144 shares of common stock of the issuer at a price equal to the lower of Cdn$0.35 or the lowest price permissible by the TSX Venture Exchange for a period of 24 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Haywood Securities (USA) Inc. | 42072 | Haywood Securities Inc. |
| PI Financial (US) Corp. | 127404 | PI Financial Corp. |
Source: Form D, filed Oct 9, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jae Ahn | Director |
| Rajeev Bakshi | Director, Executive |
| Fred Di Blasio | Director |
| Scott Edmonds | Director |
| Timothy Howley | Director |
| Kwon Lee | Director |
| Chang Woo Lee | Director |
| Michael Malana | Executive |
| Robert Mc Junkin | Director |
| David Shaw | Director |
| Randy Smallwood | Director |
Issuer details
Industry: Telecommunications (See others in industry)
Address:Richmond, A1, V6V 2M2