Form D · Commercial

APEXONE GROWTH & INCOME FUND II, LP

Houston, TX · CIK 0001672009

Offering snapshot reported Jan 10, 2018 · SEC filing

Reported sold
$54.8M
Offering amount: $100M
Investors reported
177
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Mar 30, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 10, 2018Initial$54,805,000No comparison177SEC filing
Jul 13, 2016Initial$5,700,000No comparison10SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$50K (estimated)
Finders' fees
$0
Form D file number
021-302843
Selling broker will receive [ ]% of amounts sold by it, which amounts are presently unknown

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
International Assets Advisory, LLC10645

Source: Form D, filed Jan 10, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APEXONE GROWTH & INCOME FUND II, LP

Investment adviser: APEXONE REALTY ADVISORS, LLC

Gross asset value
$55M
Beneficial owners
230
ADV minimum commitment
$250K

Reported in Form ADV on Mar 1, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FLEMING FINANCIAL SERVICES, INC. BEL AIR, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER & TIDWELL, LLP HOUSTON, Texas, United States
Marketer ARDOUR CAPITAL INVESTMENTS, LLC NEW YORK, New York, United States Related to adviser: No
Marketer ARK GLOBAL WELLESLEY HILLS, Massachusetts, United States Related to adviser: No
Marketer BRISTOL INVESTMENT GROUP, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

WEAVER & TIDWELL, LLP
PCAOB 410

ARDOUR CAPITAL INVESTMENTS, LLC
CRD 120574 · SEC 8-65317

ARK GLOBAL
CRD 172684

BRISTOL INVESTMENT GROUP, INC.
CRD 39684 · SEC 8-48790

Filing source

Form ADV 1280056 · Mar 1, 2019 · Schedule D 7.B.(1), fund 805-1987542461

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Na Na Apex One Investment Partners, Llc Director
Tim Na Burns Director, Executive
James Na Hearn Director, Executive
J Ernest Johnson Director, Executive
James Ernest Johnson Executive
William Na Saul Director, Executive

Issuer details

Industry: Commercial (See others in industry)

Address:
2603 Augusta Drive Suite 400
Houston, TX, 77057