Form D · Hedge Fund

Apex SE, L.P.

Orinda, CA · CIK 0001593638

Offering snapshot reported Dec 15, 2015 · SEC filing

Reported sold: $27.5M
Investors reported: 15
Minimum accepted: $1M
First sale: Jan 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$25,284,804 → $27,458,462
Reported investors23 → 15

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 15, 2015	Amendment	$27,458,462	$2,173,658vs Dec 16, 2014	15	SEC filing
Dec 16, 2014	Amendment	$25,284,804	No comparison	23	SEC filing
Dec 17, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-208085

Limited partner interests

Source: Form D, filed Dec 15, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APEX SE, L.P.

Investment adviser: APEX CAPITAL, LLC

Gross asset value: $27.3M
Beneficial owners: 17
ADV minimum commitment: $100K

Reported in Form ADV on Aug 14, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) N.V. WILLEMSTAD, CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian J.P. MORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No

Marketer BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC BROOKLYN, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BTIG, LLC
CRD 122225 · SEC 8-65473

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 941016 · Aug 14, 2015 · Schedule D 7.B.(1), fund 805-6715185745

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Apex Capital, Llc	Executive
Sanford J. Colen	Executive
Kara Dille	Executive
Kara Singleton	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

25 Orinda Way, Suite 300
Orinda, CA, 94563