Form D · Other Investment Fund

Aperio RMBS Credit Opportunity Fund, LLC

Hoboken, NJ · CIK 0001571025

Offering snapshot reported Mar 5, 2013 · SEC filing

Reported sold: $6.34M
Investors reported: 9
Minimum accepted: $1M
First sale: Dec 1, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 5, 2013	Initial	$6,343,677	No comparison	9	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-192766

Manager may pay a fee to placement agents for introduction of investors.

Source: Form D, filed Mar 5, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APERIO RMBS CREDIT OPPORTUNITY FUND, LLC

Investment adviser: APERIO CAPITAL MANAGEMENT, LLC

Gross asset value: $14.9M
Beneficial owners: 19
ADV minimum commitment: $1M

Reported in Form ADV on Mar 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian U.S. BANK NATIONAL ASSOCIATION PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 981961 · Mar 29, 2016 · Schedule D 7.B.(1), fund 805-7439533810

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Alan Steinberg	Director, Executive, Promoter
Ronald Alan Weibye	Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Aperio Capital Management, Llc 79 Hudson Street, Suite 200
Hoboken, NJ, 07030