Form D · Other Investment Fund

APC Opportunity Fund IX, LLC

Salt Lake City, UT · CIK 0001804814

Offering snapshot reported Jul 23, 2020 · SEC filing

Reported sold
$1.79M
Offering amount: $1.79M
Investors reported
4
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Feb 25, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.06M$2.13MMar 2, 2020: $2,125,000.00Mar 2, 2020Jul 23, 2020: $1,788,606.00Jul 23, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,125,000 → $1,788,606
  • Minimum accepted$25,000 → $1,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 23, 2020Amendment$1,788,606-$336,394vs Mar 2, 20204SEC filing
Mar 2, 2020Initial$2,125,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-361696

Source: Form D, filed Jul 23, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APC OPPORTUNITY FUND IX LLC

Investment adviser: ATLAS PEAK CAPITAL MANAGEMENT, LLC

Gross asset value
$2.67M
Beneficial owners
4
ADV minimum commitment
$25K

Reported in Form ADV on Mar 26, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian SILICON VALLEY BANK MENLO PARK, California, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1969027 · Mar 26, 2025 · Schedule D 7.B.(1), fund 805-6670020313

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 South Millrock Drive Suite 400
Salt Lake City, UT, 84121