Form D · Hedge Fund

AP OPPORTUNITIES FUND LP

New York, NY · CIK 0001002493

Offering snapshot reported Jan 19, 2017 · SEC filing

Reported sold
$651M
Indefinite offering
Investors reported
371
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 10, 1995
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$326M$651MFeb 11, 2010: $581,585,548.00Feb 11, 2010Feb 1, 2011: $601,267,495.00Jan 20, 2012: $624,535,378.00Dec 21, 2012: $607,329,767.00Feb 6, 2013: $608,479,767.00Jan 24, 2014: $618,537,011.00Jan 22, 2015: $647,817,788.00Jan 22, 2016: $649,266,967.00Jan 19, 2017: $651,099,583.00Jan 19, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$649,266,967 → $651,099,583
  • Reported investors370 → 371

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 19, 2017Amendment$651,099,583$1,832,616vs Jan 22, 2016371SEC filing
Jan 22, 2016Amendment$649,266,967$1,449,179vs Jan 22, 2015370SEC filing
Jan 22, 2015Amendment$647,817,788$29,280,777vs Jan 24, 2014368SEC filing
Jan 24, 2014Amendment$618,537,011$10,057,244vs Feb 6, 2013356SEC filing
Feb 6, 2013Amendment$608,479,767$1,150,000vs Dec 21, 2012354SEC filing
Dec 21, 2012Amendment$607,329,767-$17,205,611vs Jan 20, 2012354SEC filing
Jan 20, 2012Amendment$624,535,378$23,267,883vs Feb 1, 2011162SEC filing
Feb 1, 2011Amendment$601,267,495$19,681,947vs Feb 11, 2010220SEC filing
Feb 11, 2010Amendment$581,585,548No comparison225SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$749K (estimated)
Finders' fees
$0
Form D file number
021-127600
Responses in Items #13 and #14 are estimates.
Estimate is based upon a percentage of the portion of the AUM contributed through the sales efforts of MK&C and RJ&A from the inception of the Fund through the next 12 months. Prior to 05', the fees were paid by the Fund,...CONTINUED ON ITEM #16

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Morgan Keegan and Company, Inc. ("MK&C")4161Morgan Keegan and Company, Inc. ("MK&C") · CRD 4161
RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A")705RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") · CRD 705

Source: Form D, filed Jan 19, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

A.P. OPPORTUNITIES FUND, L.P.

Investment adviser: A.P. MANAGEMENT COMPANY, LLC

Gross asset value
$241M
Beneficial owners
72
ADV minimum commitment
$1M

Reported in Form ADV on Aug 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON, THROUGH ITS AGENT AND SUBSIDIARY CHARLES FREDERIC & CO. NEW YORK, New York, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Marketer RAYMOND JAMES FINANCIAL SERVICES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD 6694 · SEC 8-17983

Filing source

Form ADV 1232774 · Aug 2, 2018 · Schedule D 7.B.(1), fund 805-1764150271

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rinarisa Coronel De Fronze Executive
David R Parker Executive
Joseph Pignatelli, Jr Executive
Joseph Pignatelli, Jr. Executive
Alfred Shuman Executive
Andrew J Small Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
360 Madison Avenue, 20 Th Floor
New York, NY, 10017