Form D · Other Health Care
Ascendx Spine, Inc.
Winter Park, FL · CIK 0001349492
Offering snapshot reported Oct 24, 2012 · SEC filing
- Reported sold
- $45K Offering amount: $2M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Sep 19, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 24, 2012 | Initial | $45,000 | No comparison | 3 | SEC filing |
| May 8, 2012 | Initial | $675,000 | No comparison | 2 | SEC filing |
| Apr 25, 2012 | Initial | $550,000 | No comparison | 8 | SEC filing |
| Jan 5, 2012 | Initial | $1,123,000 | No comparison | 26 | SEC filing |
| Apr 14, 2011 | Initial | $2,918,700 | No comparison | 83 | SEC filing |
| Aug 3, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 9, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $140K (estimated)
- Finders' fees
- $60K (estimated)
- Form D file number
- 021-186009
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Kerri L Wasserman | 2376090 | Portfolio Advisors Alliance Ince · CRD 101680 |
Source: Form D, filed Oct 24, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fred, Jr. A. Achecar | Director |
| Scott A. Baily | Director |
| Kenneth S Barrow | Director |
| William J. Christy | Executive |
| Kevin Connors | Director |
| Robert K Connors | Director |
| Romano Ferrari | Director |
| Chris Forgione | Executive |
| Paul M. Garvey | Director |
| Mark A. Goldin | Executive |
| Ian R. Johnson | Director |
| Julian Mackenzie | Director, Executive |
| Magnus M Persson | Director |
| Hugh Regan | Director |
| Brian Schumacher | Executive |
| Stephen J. Warner | Director |
| George B. Weathersby | Director |
| D. Keehln Wheeler | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
7079 University Blvd
Winter Park, FL, 32792
Winter Park, FL, 32792