Form D · Other Banking and Financial Services
Andrew Elliot Group LLC
Louisville, KY · CIK 0001505808
Offering snapshot reported Sep 19, 2022 · SEC filing
- Reported sold
- $1.25M Offering amount: $1.5M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Aug 15, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 19, 2022 | Initial | $1,245,275 | No comparison | 10 | SEC filing |
| Jul 20, 2022 | Initial | $1,500,000 | No comparison | 14 | SEC filing |
| Sep 7, 2021 | Initial | $21,083,407 | No comparison | Not reported | SEC filing |
| Nov 16, 2010 | Initial | $2,030,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-459193
Source: Form D, filed Sep 19, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael T. Fallot | Executive |
| William L. Heumann | Executive |
| Gerald J. Plappert | Executive |
| Gerald J. Plappert, Jr. | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
4165 Westport Rd.
Louisville, KY, 40207
Louisville, KY, 40207