Form D · Other Investment Fund

Anderson Global Small Caps Fund, LLC

Birmingham, AL · CIK 0001545257

Offering snapshot reported Mar 24, 2020 · SEC filing

Reported sold
$18.8M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Feb 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.51M$19MMar 23, 2012: $19,014,418.00Mar 23, 2012Mar 29, 2013: $18,755,300.00Mar 25, 2014: $18,765,125.00Mar 30, 2015: $18,771,561.00Mar 25, 2016: $18,771,561.00Mar 16, 2017: $18,771,561.00Mar 26, 2018: $18,771,561.00Mar 25, 2019: $18,771,561.00Mar 24, 2020: $18,771,561.00Mar 24, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 24, 2020Amendment$18,771,561$0vs Mar 25, 201916SEC filing
Mar 25, 2019Amendment$18,771,561$0vs Mar 26, 201816SEC filing
Mar 26, 2018Amendment$18,771,561$0vs Mar 16, 201716SEC filing
Mar 16, 2017Amendment$18,771,561$0vs Mar 25, 201616SEC filing
Mar 25, 2016Amendment$18,771,561$0vs Mar 30, 201516SEC filing
Mar 30, 2015Amendment$18,771,561$6,436vs Mar 25, 201416SEC filing
Mar 25, 2014Amendment$18,765,125$9,825vs Mar 29, 201316SEC filing
Mar 29, 2013Amendment$18,755,300-$259,118vs Mar 23, 201219SEC filing
Mar 23, 2012Initial$19,014,418No comparison20SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-175472

Source: Form D, filed Mar 24, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ANDERSON GLOBAL SMALL CAPS FUND, LLC

Investment adviser: ANDERSON GROWTH PARTNERS, LLC

Gross asset value
$175K
Beneficial owners
16
ADV minimum commitment
$25K

Reported in Form ADV on Oct 14, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP BIRMINGHAM, Alabama, United States
Custodian BANK OF AMERICA MERRILL LYNCH ATLANTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

BANK OF AMERICA MERRILL LYNCH
LEI 9DJT3UXIJIZJI4WX0774

Filing source

Form ADV 1461684 · Oct 14, 2020 · Schedule D 7.B.(1), fund 805-1564820773

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Clyde B Anderson Executive
Anderson Growth Partners, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2 Metroplex Drive Suite 102
Birmingham, AL, 35209