Form D · Hedge Fund

Anderson Focus Capital, LLC

Birmingham, AL · CIK 0001562187

Offering snapshot reported Mar 16, 2017 · SEC filing

Reported sold
$1.76M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Nov 6, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$880K$1.76MNov 15, 2012: $500,000.00Nov 15, 2012Mar 29, 2013: $500,000.00Mar 25, 2014: $500,000.00Mar 25, 2014Mar 30, 2015: $750,000.00Mar 30, 2015Mar 25, 2016: $1,760,177.00Mar 25, 2016Mar 16, 2017: $1,760,177.00Mar 16, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2017Amendment$1,760,177$0vs Mar 25, 20164SEC filing
Mar 25, 2016Amendment$1,760,177$1,010,177vs Mar 30, 20154SEC filing
Mar 30, 2015Amendment$750,000$250,000vs Mar 25, 20142SEC filing
Mar 25, 2014Amendment$500,000$0vs Mar 29, 20131SEC filing
Mar 29, 2013Amendment$500,000$0vs Nov 15, 20121SEC filing
Nov 15, 2012Initial$500,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-186989

Source: Form D, filed Mar 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ANDERSON FOCUS CAPITAL, LLC

Investment adviser: ANDERSON GROWTH PARTNERS, LLC

Gross asset value
$2.76M
Beneficial owners
4
ADV minimum commitment
$25K

Reported in Form ADV on Mar 27, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STRATEGIC FUND SERVICES ISELIN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG LLP BIRMINGHAM, Alabama, United States
Custodian BANK OF AMERICA MERRILL LYNCH ATLANTA, Georgia, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker CONVERGEX EXECUTION SOLUTIONS LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

CONVERGEX EXECUTION SOLUTIONS LLC
CRD 35693 · SEC 8-46838

Filing source

Form ADV 1083651 · Mar 27, 2017 · Schedule D 7.B.(1), fund 805-5768323541

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Clyde B. Anderson Executive
Anderson Growth Partners, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2801 Highway 280 S, Suite 350
Birmingham, AL, 35223