Form D · Other Investment Fund

Anderson Dragon Capital, LLC

Birmingham, AL · CIK 0001545542

Offering snapshot reported Mar 26, 2012 · SEC filing

Reported sold
$1.44M
Offering amount: $1.44M
Investors reported
10
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Dec 10, 2007
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 26, 2012Initial$1,437,500No comparison10SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-175530

Source: Form D, filed Mar 26, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ANDERSON DRAGON CAPITAL, LLC

Investment adviser: ANDERSON GROWTH PARTNERS, LLC

Gross asset value
$28.7K
Beneficial owners
11
ADV minimum commitment
$25K

Reported in Form ADV on Mar 27, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ABROMS & ASSOCIATES FLORENCE, Alabama, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BIRMINGHAM, Alabama, United States
Custodian SUN TRUST BANKS, INC. FLORENCE, Alabama, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 894434 · Mar 27, 2015 · Schedule D 7.B.(1), fund 805-7686445299

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Clyde B Anderson Executive
Anderson Growth Partners, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
402 Industrial Lane
Birmingham, AL, 35211