Form D · Other
ANDEAN AMERICAN GOLD CORP
Vancouver, A1 · CIK 0001341243
Offering snapshot reported Nov 18, 2010 · SEC filing
- Reported sold
- $1.81M Offering amount: $1.81M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 12, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 18, 2010 | Initial | $1,812,946 | No comparison | 5 | SEC filing |
| Aug 12, 2010 | Initial | $437,985 | No comparison | 2 | SEC filing |
| Jan 9, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 3, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $90.6K
- Finders' fees
- $0
- Form D file number
- 021-150673
13(a) represents the price of the shares (2,030,500 shares @ C$0.90), converted to US$ based on the exchange rate on the date of closing, November 12, 2010, of US$1.00=C$1.0080.
Represents a 5% cash fee of C$91,373 converted to US$. The agent also received 101,525 Underwriters' Warrants to purchase shares at C$1.25.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| HAYWOOD SECURITIES INC. | None | HAYWOOD SECURITIES USA INC. · CRD 42072 |
Source: Form D, filed Nov 18, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paulo Bilezikjian | Director |
| Nick Demare | Director |
| Rocio Echegaray | Executive |
| Shafiq Gulamani | Director |
| Angelique Hatch | Executive |
| John Huguet | Director, Executive |
| Ernesto Maurer | Director |
| Bryan Morris | Director |
| Juan Carlos Ortiz | Director |
| David Rae | Executive |
| Bruce Ramsden | Executive |
| Sheera Waisman | Executive |
| Mark Zabel | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1340 1090 West Georgia Street
Vancouver, A1, V6E 3V7
Vancouver, A1, V6E 3V7