Form D · Hedge Fund

ANCORA GREATER CHINA FUND, LP

Cleveland, OH · CIK 0001432868

Offering snapshot reported Oct 5, 2016 · SEC filing

Reported sold
$25.7M
Indefinite offering
Investors reported
109
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.8M$25.7MMar 16, 2009: $13,715,000.00Mar 16, 2009Feb 18, 2010: $15,800,000.00Feb 15, 2011: $21,465,000.00Feb 15, 2012: $22,660,585.00Mar 20, 2013: $22,835,585.00Mar 20, 2014: $23,731,744.00Oct 8, 2014: $23,781,744.00Oct 7, 2015: $25,626,844.00Oct 5, 2016: $25,651,844.00Oct 5, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$25,626,844 → $25,651,844

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 5, 2016Amendment$25,651,844$25,000vs Oct 7, 2015109SEC filing
Oct 7, 2015Amendment$25,626,844$1,845,100vs Oct 8, 2014109SEC filing
Oct 8, 2014Amendment$23,781,744$50,000vs Mar 20, 2014106SEC filing
Mar 20, 2014Amendment$23,731,744$896,159vs Mar 20, 2013106SEC filing
Mar 20, 2013Amendment$22,835,585$175,000vs Feb 15, 2012104SEC filing
Feb 15, 2012Amendment$22,660,585$1,195,585vs Feb 15, 2011104SEC filing
Feb 15, 2011Amendment$21,465,000$5,665,000vs Feb 18, 201097SEC filing
Feb 18, 2010Amendment$15,800,000$2,085,000vs Mar 16, 200975SEC filing
Mar 16, 2009Amendment$13,715,000No comparisonNot reportedSEC filing
Apr 15, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-117193

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CORONADO INVESTMENTS, LLC111992

Source: Form D, filed Oct 5, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ANCORA GREATER CHINA FUND

Investment adviser: ANCORA ADVISORS LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$200K

Reported in Form ADV on Jul 25, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DALLAS, Texas, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

PERSHING LLC
SEC 8-17574

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1129546 · Jul 25, 2017 · Schedule D 7.B.(1), fund 805-3511909793

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ancora Advisors Llc Executive
Richard Barone Executive
Brian Hopkins Executive
John Micklitisch Executive
John Micklitsch Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ancora Advisors Llc 6060 Parkland Boulevard, Suite 200
Cleveland, OH, 44124