Form D · Hedge Fund

Ancora Catalyst SPV I LP - Series L

Cleveland, OH · CIK 0001831240

Offering snapshot reported Jan 22, 2021 · SEC filing

Reported sold
$9.41M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 12, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.7M$9.41MDec 2, 2020: $9,250,000.00Dec 2, 2020Jan 22, 2021: $9,405,000.00Jan 22, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,250,000 → $9,405,000
  • Reported investors9 → 10

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 22, 2021Amendment$9,405,000$155,000vs Dec 2, 202010SEC filing
Dec 2, 2020Initial$9,250,000No comparison9SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-381952

Source: Form D, filed Jan 22, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ANCORA CATALYST SPV I, LP - SERIES L

Investment adviser: ANCORA ADVISORS LLC

Gross asset value
$9.5M
Beneficial owners
9
ADV minimum commitment
$500K

Reported in Form ADV on Oct 29, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DALLAS, Texas, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1568046 · Oct 29, 2021 · Schedule D 7.B.(1), fund 805-3685877245

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ancora Advisors Llc Executive, Promoter
Ancora Alternatives Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6060 Parkland Boulevard Suite 200
Cleveland, OH, 44124