Form D · Hedge Fund

Ancora Catalyst SPV I LP - Series K

Cleveland, OH · CIK 0001828459

Offering snapshot reported Jan 22, 2021 · SEC filing

Reported sold
$20.1M
Indefinite offering
Investors reported
99
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 15, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.1M$20.1MOct 29, 2020: $9,795,685.00Oct 29, 2020Jan 22, 2021: $20,115,111.00Jan 22, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,795,685 → $20,115,111
  • Reported investors62 → 99

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 22, 2021Amendment$20,115,111$10,319,426vs Oct 29, 202099SEC filing
Oct 29, 2020Initial$9,795,685No comparison62SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-379148

Source: Form D, filed Jan 22, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ANCORA CATALYST SPV I, LP - SERIES K

Investment adviser: ANCORA ADVISORS LLC

Gross asset value
$21M
Beneficial owners
99
ADV minimum commitment
$500K

Reported in Form ADV on Oct 29, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DALLAS, Texas, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1568046 · Oct 29, 2021 · Schedule D 7.B.(1), fund 805-6343107789

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ancora Advisors Llc Executive, Promoter
Ancora Alternatives Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6060 Parkland Boulevard Suite 200
Cleveland, OH, 44124