Form D · Other Investment Fund

Amundi Volatility World Equities, LLC

Durham, NC · CIK 0001584381

Offering snapshot reported Dec 21, 2015 · SEC filing

Reported sold: $58.7M
Investors reported: 15
Minimum accepted: $50K
First sale: Aug 2, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$6,000,000 → $58,746,000
Reported investors1 → 15

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 21, 2015	Amendment	$58,746,000	$52,746,000vs Aug 15, 2013	15	SEC filing
Aug 15, 2013	Initial	$6,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-201435

Response (b) indicates amount sold in this offering to US investors

Amundi Distributors USA, LLC, an affiliated broker dealer, is compensated for sales activities based on an intra-group transfer pricing agreement.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Amundi Distributors USA, LLC	None	Amundi Distributors USA, LLC · CRD 152399

Source: Form D, filed Dec 21, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AMUNDI VOLATILITY WORLD EQUITY, LLC

Investment adviser: AMUNDI SMITH BREEDEN LLC

Gross asset value: $43.8M
Beneficial owners: 10
ADV minimum commitment: $50K

Reported in Form ADV on Mar 31, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer AMUNDI DISTRIBUTORS USA, LLC DURHAM, North Carolina, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AMUNDI DISTRIBUTORS USA, LLC
CRD 152399 · SEC 8-68450

Filing source

Form ADV 1007110 · Mar 31, 2016 · Schedule D 7.B.(1), fund 805-4512609312

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Amundi Distributors Usa Llc	Promoter
N/A Amundi Distributors Usa, Llc	Promoter
N/A Amundi Investments Usa Llc	Promoter
N/A Amundi Smith Breeden Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

280 South Mangum Street Suite 301
Durham, NC, 27701