Form D · Hedge Fund

Carolina Securitized Credit Opportunities Ltd.

Grand Cayman, E9 · CIK 0001587360

Offering snapshot reported Jan 17, 2025 · SEC filing

Reported sold
$37M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$2M
Reported outside-investor minimum
First sale
Oct 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.5M$37MOct 15, 2013: $10,000,000.00Oct 15, 2013Dec 4, 2013: $10,000,000.00Dec 4, 2014: $10,000,000.00Dec 7, 2015: $17,000,000.00May 24, 2016: $37,000,000.00May 19, 2017: $37,000,000.00Feb 15, 2018: $37,000,000.00Feb 12, 2019: $37,000,000.00Feb 12, 2020: $37,000,000.00Jan 19, 2021: $37,000,000.00Jan 19, 2022: $37,000,000.00Jan 19, 2023: $37,000,000.00Jan 19, 2024: $37,000,000.00Jan 17, 2025: $37,000,000.00Jan 17, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 17, 2025Amendment$37,000,000$0vs Jan 19, 20243SEC filing
Jan 19, 2024Amendment$37,000,000$0vs Jan 19, 20233SEC filing
Jan 19, 2023Amendment$37,000,000$0vs Jan 19, 20223SEC filing
Jan 19, 2022Amendment$37,000,000$0vs Jan 19, 20213SEC filing
Jan 19, 2021Amendment$37,000,000$0vs Feb 12, 20203SEC filing
Feb 12, 2020Amendment$37,000,000$0vs Feb 12, 20193SEC filing
Feb 12, 2019Amendment$37,000,000$0vs Feb 15, 20183SEC filing
Feb 15, 2018Amendment$37,000,000$0vs May 19, 20173SEC filing
May 19, 2017Amendment$37,000,000$0vs May 24, 20162SEC filing
May 24, 2016Amendment$37,000,000$20,000,000vs Dec 7, 20152SEC filing
Dec 7, 2015Amendment$17,000,000$7,000,000vs Dec 4, 20143SEC filing
Dec 4, 2014Amendment$10,000,000$0vs Dec 4, 20131SEC filing
Dec 4, 2013Amendment$10,000,000$0vs Oct 15, 20131SEC filing
Oct 15, 2013Initial$10,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-204576
The minimum initial investment in the Fund is $2,000,000, & the minimum subsequent investment in the Fund is $50,000, each subject to reduction at the discretion of the Board of Directors or the Investment Manager.
The entities listed in Item 12 are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
AMUNDI DISTRIBUTOR US, INC.24497
AMUNDI DISTRIBUTORS USA, LLC152399

Source: Form D, filed Jan 17, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAROLINA SECURITIZED CREDIT OPPORTUNITIES LTD.

Investment adviser: AMUNDI ASSET MANAGEMENT US, INC.

Gross asset value
$51.5M
Beneficial owners
1
ADV minimum commitment
$2M

Reported in Form ADV on Mar 24, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELLOITTE & TOUCHE, LLP BOSTON, Massachusetts, United States
Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No
Marketer AMUNDI DISTRIBUTOR US, INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELLOITTE & TOUCHE, LLP
PCAOB 34

AMUNDI DISTRIBUTOR US, INC.
CRD 24497 · SEC 8-41256

Filing source

Form ADV 1942535 · Mar 24, 2025 · Schedule D 7.B.(1), fund 805-4468640664

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Amundi Asset Management Us, Inc. Executive
Amundi Asset Management Us, Inc. Executive
Amundi Pioneer Institutional Asset Management, Inc. Executive
Amundi Smith Breeden Llc Executive, Promoter
Amy Arganbright Director
Frederic Barthelemy Director
Patrice Blanc Director
Joseph Carrabes Director
Stephen A. Eason Director
Michael J. Giarla Director
Anthony Koenig, Jr. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Intertrust Corp Svcs (Cayman) Ltd 190 Elgin Avenue, George Town
Grand Cayman, E9, KY1-9005