Form D · Biotechnology
AMPLIMED CORP
Tucson, AZ · CIK 0000866105
Offering snapshot reported Mar 3, 2010 · SEC filing
- Reported sold
- $7.14M Offering amount: $12M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $500 Reported outside-investor minimum
- First sale
- Aug 17, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$6,604,443 → $7,142,093
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 3, 2010 | Amendment | $7,142,093 | $537,650vs Jan 8, 2010 | 11 | SEC filing |
| Jan 8, 2010 | Amendment | $6,604,443 | $955,000vs Dec 24, 2009 | 11 | SEC filing |
| Dec 24, 2009 | Amendment | $5,649,443 | $1,730,400vs Sep 22, 2009 | 10 | SEC filing |
| Sep 22, 2009 | Amendment | $3,919,043 | $230,000vs Aug 31, 2009 | 8 | SEC filing |
| Aug 31, 2009 | Initial | $3,689,043 | No comparison | 8 | SEC filing |
| Apr 30, 2009 | Amendment | $1,998,340 | No comparison | Not reported | SEC filing |
| Dec 8, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 4, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 31, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 15, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 46
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $94.3K (estimated)
- Form D file number
- 021-59001
In addition to $94,250 the Company issued DPEC Capital a total of 234,560 warrants to purchase Series D stock. The warrants issued include those issued in connection with a bridge loan, the proceeds of which were converted to shares of Series D.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DPEC Capital, Inc. | 10737 |
Source: Form D, filed Mar 3, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert T. Dorr | Director, Executive |
| Ronald Garren | Director |
| Harry A. George | Director |
| John M. Holliman | Director |
| William Reemers | Executive |
| William Remers | Executive |
| Chris Richied | Executive |
| Joel Smolen | Director |
| Randolph Steer | Director |
| Steve Steinman | Executive |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
4380 North Campbell Avenue Suite 205
Tucson, AZ, 85718
Tucson, AZ, 85718