Form D · Pharmaceuticals
Ampio Pharmaceuticals, Inc.
Greenwood Village, CO · CIK 0001411906
Offering snapshot reported Mar 25, 2011 · SEC filing
- Reported sold
- $585K Offering amount: $11M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Mar 23, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 25, 2011 | Initial | $585,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.21M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-157342
Includes 10% commission and 1% non-accountable expense allowance.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Fordham Financial Management, Inc. | 20996 |
Source: Form D, filed Mar 25, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Bar Or | Director, Executive, Promoter |
| Vaughan Clift | Executive |
| Philip H Coelho | Director |
| Richard Giles | Director |
| Michael Macaluso | Director, Promoter |
| Bruce G Miller | Executive |
| Donald B Wingerter, Jr. | Director, Executive, Promoter |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
5445 Dtc Parkway, P4
Greenwood Village, CO, 80111
Greenwood Village, CO, 80111