Form D · Other

AMPCI Macquarie Infrastructure Management No 1 Limited, AMPCI Macquarie Infrastructure Management No 2 Limited, & DUET Investment Holdings Ltd

Sydney, C3 · CIK 0001532707

Offering snapshot reported Oct 14, 2011 · SEC filing

Reported sold
$4.14M
Offering amount: $22.5M
Investors reported
5
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Aug 22, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 14, 2011Initial$4,144,017No comparison5SEC filing

Offering details

Securities
Equity
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-167263

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Macquarie Capital (USA) Inc.36368Macquarie Capital (USA) Inc. · CRD 36368

Source: Form D, filed Oct 14, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DUET GROUP (DUET FINANCE TRUST & DIVERSIFIED UTILITY AND ENERGY TRUST NO. 3

Investment adviser: DUET FINANCE LIMITED

Gross asset value
$1.29B
Beneficial owners
18,000
ADV minimum commitment
$250K

Reported in Form ADV on Oct 2, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG MELBOURNE, VIC, Australia
Custodian PERPETUAL TRUSTEE COMPANY LIMITED SYDNEY, NSW, Australia Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 846129 · Oct 2, 2014 · Schedule D 7.B.(1), fund 805-9440782949

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bartholomew Executive
Ron Finlay Director
Philip Garling Director
Eric Goodwin Director
Doug Halley Director
Michael Lee Director
Leanne Pickering Executive
John Roberts Director
Emma Stein Director
Duncan Sutherland Director
Christine Williams Executive

Issuer details

Industry: Other (See others in industry)

Address:
Level 12, 1 Martin Place
Sydney, C3, 2000