Form D · Other Investment Fund
AMP IV L.P.
Pittsburgh, PA · CIK 0001725662
Offering snapshot reported Nov 13, 2018 · SEC filing
- Reported sold
- $78.4M Offering amount: $78.4M
- Investors reported
- 99 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 7, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$55,364,034 → $78,434,410
- Reported investors92 → 99
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 13, 2018 | Amendment | $78,434,410 | $23,070,376vs Aug 24, 2018 | 99 | SEC filing |
| Aug 24, 2018 | Amendment | $55,364,034 | $37,264,034vs Dec 21, 2017 | 92 | SEC filing |
| Dec 21, 2017 | Initial | $18,100,000 | No comparison | 28 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.9, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $70.1K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-301422
Additional amounts may become payable subject to future contingencies.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sean S. Plummer | 2938813 | Equus Financial Consulting LLC · CRD 131449 |
| Old City Securities LLC | 171910 | Old City Securities LLC · CRD 171910 |
Source: Form D, filed Nov 13, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ryan F. Strawn | Executive |
| Mark Philip Thomas | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Pittsburgh, PA, 15219