Form D · Manufacturing
Workhorse Group Inc.
Loveland, OH · CIK 0001425287
Offering snapshot reported Oct 28, 2020 · SEC filing
- Reported sold
- $200M Offering amount: $200M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Oct 14, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 28, 2020 | Initial | $200,000,000 | No comparison | 10 | SEC filing |
| May 4, 2018 | Initial | $1,444,500 | No comparison | 20 | SEC filing |
| Dec 17, 2015 | Amendment | $13,534,426 | $4,784,425vs Nov 12, 2015 | 87 | SEC filing |
| Nov 12, 2015 | Initial | $8,750,001 | No comparison | 25 | SEC filing |
| Sep 10, 2015 | Initial | $1,085,000 | No comparison | 21 | SEC filing |
| Apr 8, 2015 | Amendment | $930,854 | $145,000vs Apr 6, 2015 | 13 | SEC filing |
| Apr 6, 2015 | Amendment | $785,854 | $156,850vs Apr 1, 2015 | 12 | SEC filing |
| Apr 1, 2015 | Amendment | $629,004 | $429,004vs Mar 9, 2015 | 7 | SEC filing |
| Mar 9, 2015 | Initial | $200,000 | No comparison | 2 | SEC filing |
| Jan 21, 2015 | Amendment | $1,535,000 | $292,000vs Jan 12, 2015 | 7 | SEC filing |
| Jan 12, 2015 | Amendment | $1,243,000 | $343,000vs Dec 11, 2014 | 5 | SEC filing |
| Dec 11, 2014 | Initial | $900,000 | No comparison | 4 | SEC filing |
| May 28, 2014 | Initial | $1,169,300 | No comparison | 15 | SEC filing |
| May 28, 2014 | Initial | Yet to sell | No comparison | 14 | SEC filing |
| Mar 19, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jul 3, 2013 | Amendment | $0 | -$3,585,000vs Mar 21, 2013 | 18 | SEC filing |
| Mar 21, 2013 | Initial | $3,585,000 | No comparison | 19 | SEC filing |
| Mar 13, 2012 | Initial | $900,000 | No comparison | 8 | SEC filing |
| Jan 4, 2012 | Amendment | $4,389,500 | $35,000vs Nov 23, 2011 | 81 | SEC filing |
| Nov 23, 2011 | Amendment | $4,354,500 | $695,000vs Oct 31, 2011 | 79 | SEC filing |
| Oct 31, 2011 | Amendment | $3,659,500 | $105,000vs Sep 22, 2011 | 76 | SEC filing |
| Sep 22, 2011 | Amendment | $3,554,500 | $115,000vs Jun 30, 2011 | 73 | SEC filing |
| Jun 30, 2011 | Amendment | $3,439,500 | $939,510vs Apr 18, 2011 | 71 | SEC filing |
| Apr 18, 2011 | Amendment | $2,499,990 | $481,000vs Apr 4, 2011 | 50 | SEC filing |
| Apr 4, 2011 | Amendment | $2,018,990 | $390,000vs Mar 23, 2011 | 48 | SEC filing |
| Mar 23, 2011 | Amendment | $1,628,990 | $80,000vs Mar 7, 2011 | 50 | SEC filing |
| Mar 7, 2011 | Amendment | $1,548,990 | $606,990vs Jan 3, 2011 | 42 | SEC filing |
| Jan 3, 2011 | Amendment | $942,000 | $300,000vs Dec 23, 2010 | 24 | SEC filing |
| Dec 23, 2010 | Initial | $642,000 | No comparison | 15 | SEC filing |
| Nov 9, 2010 | Amendment | $2,884,400 | $45,000vs Sep 27, 2010 | 32 | SEC filing |
| Sep 27, 2010 | Amendment | $2,839,400 | $650,000vs Sep 17, 2010 | 30 | SEC filing |
| Sep 17, 2010 | Amendment | $2,189,400 | $150,000vs Aug 30, 2010 | 26 | SEC filing |
| Aug 30, 2010 | Amendment | $2,039,400 | $150,000vs Aug 16, 2010 | 25 | SEC filing |
| Aug 16, 2010 | Amendment | $1,889,400 | $500,000vs Jul 27, 2010 | 23 | SEC filing |
| Jul 27, 2010 | Amendment | $1,389,400 | $450,000vs Jul 19, 2010 | 15 | SEC filing |
| Jul 19, 2010 | Amendment | $939,400 | $689,400vs Apr 6, 2010 | 15 | SEC filing |
| Jul 13, 2010 | Amendment | $884,400 | $314,400vs May 12, 2010 | 15 | SEC filing |
| May 12, 2010 | Amendment | $570,000 | $320,000vs Apr 6, 2010 | 5 | SEC filing |
| Apr 6, 2010 | Initial | $250,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $5.5M
- Finders' fees
- $0
- Form D file number
- 021-379115
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BTIG, LLC | 122225 | |
| Goldman Sachs & Co. LLC | 361 |
Source: Form D, filed Oct 28, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gerald Budde | Director |
| Stephen Burns | Director, Executive |
| Richard Calme | Executive |
| Raymond Chess | Director |
| Michael Clark | Director |
| Marshall S. Cogan | Director, Executive |
| Jacqueline Dedo | Director |
| Harry De Mott | Director |
| Nancy Dunlap | Director |
| Paul Gaitan | Executive |
| Paul V. Gonzales | Executive |
| Duane Hughes | Director, Executive |
| Pamela Mader | Director |
| Maggie Moran | Director |
| Joseph Paresi | Director |
| James Paresi | Director |
| Julio C. Ridriguez | Executive |
| Julio Rodriguez | Executive |
| Martin Rucidlo | Executive |
| Martine Rucidlo | Executive |
| Benjamin Samuels | Director |
| H. Benjamin Samuels | Director |
| Steve Schrader | Executive |
| James Taylor | Director |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
100 Commerce Drive
Loveland, OH, 45140
Loveland, OH, 45140