Form D · Hedge Fund

Amici Offshore, Ltd.

Road Town,Tortola, D8 · CIK 0001169600

Offering snapshot reported Jan 20, 2017 · SEC filing

Reported sold
$1.48B
Indefinite offering
Investors reported
328
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$740M$1.48BMar 27, 2009: $859,284,035.00Mar 27, 2009Mar 16, 2010: $916,366,035.00Mar 16, 2011: $1,001,599,535.00Mar 16, 2012: $1,314,027,509.00Jan 22, 2013: $1,386,467,509.00Jan 23, 2014: $1,479,947,633.00Jan 22, 2015: $1,479,947,633.00Jan 22, 2016: $1,480,947,633.00Jan 20, 2017: $1,480,947,633.00Jan 20, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,479,947,633 → $1,480,947,633

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 20, 2017Amendment$1,480,947,633$1,000,000vs Jan 23, 2014328SEC filing
Jan 22, 2016Amendment$1,480,947,633$1,000,000vs Jan 23, 2014328SEC filing
Jan 22, 2015Amendment$1,479,947,633$0vs Jan 23, 2014328SEC filing
Jan 23, 2014Amendment$1,479,947,633$93,480,124vs Jan 22, 2013328SEC filing
Jan 22, 2013Amendment$1,386,467,509$72,440,000vs Mar 16, 2012322SEC filing
Mar 16, 2012Amendment$1,314,027,509$312,427,974vs Mar 16, 2011319SEC filing
Mar 16, 2011Amendment$1,001,599,535$85,233,500vs Mar 16, 2010311SEC filing
Mar 16, 2010Amendment$916,366,035$57,082,000vs Mar 27, 2009301SEC filing
Mar 27, 2009Amendment$859,284,035No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-40981
The recipients listed in Item 12 above receive sales compensation equal to a percentage of certain amounts paid to the investment manager and its affiliate in connection with the management of the issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Christopher E. Engel1495822Martel Capital, LLC · CRD 159049
Lee W. Gladden1821821Sword Securities LLC · CRD 32244

Source: Form D, filed Jan 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AMICI OFFSHORE, LTD.

Investment adviser: AMICI CAPITAL, LLC

Gross asset value
$1.6B
Beneficial owners
67
ADV minimum commitment
$3M

Reported in Form ADV on Oct 31, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LLC DUBLIN 2, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS HAMILTON, Bermuda
Custodian DEUTSCHE BANK AG NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS AG STAMFORD, Connecticut, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 763134 · Oct 31, 2013 · Schedule D 7.B.(1), fund 805-9684220319

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Amici Capital, Llc Promoter
Cf Advisors, Llc Promoter
Geoffrey L. Hulme Director
James Keyes Director
Christopher Weatherhill Director
Christopher Wetherhill Director
Terence Woolf Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Harneys Corporate Services Limited Craigmuir Chambers, P.O. Box 71
Road Town,Tortola, D8, VG1110