Form D · Other Energy

AMERICAN SUPERCONDUCTOR CORP /DE/

Devens, MA · CIK 0000880807

Offering snapshot reported Apr 19, 2012 · SEC filing

Reported sold: $25M
Investors reported: 1
Minimum accepted: $0
First sale: Apr 4, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 19, 2012	Initial	$25,000,000	No comparison	1	SEC filing

Offering details

Securities: Debt, Option to acquire, Security to be acquired
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $1.25M
Finders' fees: $0
Form D file number: 021-176970

Total offering amount is comprised of $40,000,000 of promissory notes and $16,862,627 of Warrants. The Company issued Series A Warrants to purchase 3,094,060 shares Common Stock at an initial exercise price of $5.45 per share (subject to adjustment)

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Deutsche Bank Securities, Inc.	2525

Source: Form D, filed Apr 19, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Vikram S. Budhraja	Director
Peter O. Crisp	Director
Susan Di Cecco	Executive
Richard Drouin	Director
David Henry	Executive
Pamela F. Lenehan	Director
Daniel Mc Gahn	Director, Executive
David R. Oliver	Director
Timothy Poor	Executive
John B. Vander Sande	Director
John W. Wood, Jr.	Director

Issuer details

Industry: Other Energy (See others in industry)

Address:

64 Jackson Road
Devens, MA, 01434