Form D · REITS and Finance

AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC

New York, NY · CIK 0001474464

Offering snapshot reported Jan 24, 2011 · SEC filing

Reported sold
$17M
Offering amount: $50M
Investors reported
156
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Mar 9, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.48M$17MMar 12, 2010: $2,820,003.00Mar 12, 2010Jan 24, 2011: $16,953,692.00Jan 24, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,820,003 → $16,953,692
  • Reported investors17 → 156

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 24, 2011Amendment$16,953,692$14,133,689vs Mar 12, 2010156SEC filing
Mar 12, 2010Initial$2,820,003No comparison17SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$1.74M
Finders' fees
$0
Form D file number
021-139547
The Company may, in its discretion, increase the total offering amount up to $99,900,000.
Amt. reflects 7% sales commission on gross proceeds ("GP") and 1% reallowance on commissionable sales. Excludes marketing/diligence expense of 1% of GP, org & offering expense of 1.5% of GP & wholesale fee of 2.0% payable to Realty Capital Securities, LLC

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Turner & Company43177J.P. Turner & Company · CRD 43177
Investors Capital Corp.30613Investors Capital Corp. · CRD 30613
IMS Securities, Inc.35567IMS Securities, Inc. · CRD 35567
Western International Securities, Inc.39262Western International Securities, Inc. · CRD 39262
Realty Capital Securities LLC145454Realty Capital Securities, LLC · CRD 145454
Newport Coast Securities, Inc.16944Newport Coast Securities, Inc. · CRD 16944
Berthel, Fisher & Company Financial Services, Inc.13609Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Boogie Investment Group, Inc.142200Boogie Investment Group, Inc. · CRD 142200
Kalos Capital, Inc.44337Kalos Capital, Inc. · CRD 44337
Signal Securities, Inc.15916Signal Securities, Inc. · CRD 15916
Capitol Securities Management, Inc.14169Capitol Securities Management, Inc. · CRD 14169
Synergy Investment Group, LLC46035Synergy Investment Group, LLC · CRD 46035
JHS Capital Advisors, Inc.112097JHS Capital Advisors, Inc. · CRD 112097
Alternative Wealth Strategies, Inc.130933Alternative Wealth Strategies, Inc. · CRD 130933
Calton & Associates, Inc.20999Calton & Associates, Inc. · CRD 20999
American Portfolios Financial Services, Inc.18487American Portfolios Financial Services, Inc. · CRD 18487
Ameritas Investment Corp.14869Ameritas Investment Corp. · CRD 14869
Pacific West Securities, Inc.6390Pacific West Securities, Inc. · CRD 6390
EDI Financial, Inc.15699EDI Financial, Inc. · CRD 15699
Heritage Benefits Financial Services, Inc.45797Heritage Benefits Financial Services, Inc. · CRD 45797
Centaurus Financial, Inc.30833Centaurus Financial, Inc. · CRD 30833
Northstar Financial Partners, Inc.107708Northstar Financial Partners, Inc. · CRD 107708
Independent Financial Group, LLC7717Independent Financial Group, LLC · CRD 7717
Newbridge Securities Corporation104065Newbridge Securities Corporation · CRD 104065

Source: Form D, filed Jan 24, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian S Block Executive
Peter M Budko Executive
Robert H Burns Director
Michael A Happel Executive
William M Kahane Director, Executive
Leslie D Michelson Director
Nicholas S Schorsch Director, Executive
William G Stanley Director
Edward M Weil Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
405 Park Avenue 15 Th Floor
New York, NY, 10022