Form D · REITS and Finance

American Realty Capital DST IV

New York, NY · CIK 0001494407

Offering snapshot reported Jan 5, 2011 · SEC filing

Reported sold
$7.29M
Offering amount: $7.29M
Investors reported
20
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 14, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.65M$7.29MJun 28, 2010: $1,800,000.00Jun 28, 2010Jan 5, 2011: $7,294,000.00Jan 5, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,800,000 → $7,294,000
  • Reported investors4 → 20

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 5, 2011Amendment$7,294,000$5,494,000vs Jun 28, 201020SEC filing
Jun 28, 2010Initial$1,800,000No comparison4SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$644K (estimated)
Finders' fees
$0
Form D file number
021-144108
Class 1 Beneficial Interests
Est. based on max offering amount. Broker dealers receive commissions of up to 6% of gross proceeds. Realty Capital Securities, LLC, the dealer manager, receives a 1% fee and non-accountable marketing/diligence allowance of up to 1% that it may reallow

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Berthel Fisher & Company Financial Services, Inc.13609Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Independent Financial Group7717Independent Financial Group · CRD 7717
Steven L. Falk & Associates, Inc.14297Steven L. Falk & Associates, Inc. · CRD 14297
OMNI Brokerage, Inc.16878OMNI Brokerage, Inc. · CRD 16878
Financial West Group16668Financial West Group · CRD 16668
Investors Capital Corp.30613Investors Capital Corp. · CRD 30613
Sigma Financial Corporation14303Sigma Financial Corporation · CRD 14303
Kalos Capital, Inc.44337Kalos Capital, Inc. · CRD 44337
American Independent Securities Group, LLC135288American Independent Securities Group, LLC · CRD 135288

Source: Form D, filed Jan 5, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian S Block Executive
Peter M Budko Executive
William M Kahane Executive
Nicholas S Schorsch Executive
Edward M Weil Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
405 Park Avenue
New York, NY, 10022