Form D · REITS and Finance
American Realty Capital DST III
New York, NY · CIK 0001482098
Offering snapshot reported Jan 5, 2011 · SEC filing
- Reported sold
- $3.05M Offering amount: $3.05M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 20, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$830,180 → $3,050,000
- Reported investors1 → 9
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 5, 2011 | Amendment | $3,050,000 | $2,219,820vs Jan 27, 2010 | 9 | SEC filing |
| Jan 27, 2010 | Initial | $830,180 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $290K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-138223
Class 1 Beneficial Interests
Est. based on max offering amt. Broker dealers receive commission of up to 6% of gross proceeds. Realty Capital Securites, LLC, the dealer manager, receives 1% fee and non-accountable marketing/diligence allowance of up to 1% that it may re-allow.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| National Planning Corp. | 29604 | National Planning Corp. · CRD 29604 |
| Berthel Fisher & Company Financial Services, Inc. | 13609 | Berthel Fisher & Company Financial Services, Inc. · CRD 13609 |
| OMNI Brokerage, Inc. | 16878 | OMNI Brokerage, Inc. · CRD 16878 |
| Investors Capital Corp. | 30613 | Investors Capital Corp. · CRD 30613 |
| Alternative Wealth Strategies, Inc. | 130933 | Alternative Wealth Strategies, Inc. · CRD 130933 |
| Capwest Securities, Inc. | 30002 | Capwest Securities, Inc. · CRD 30002 |
| Steven L. Falk & Associates Inc. | 14297 | Steven L. Falk & Associates, Inc. · CRD 14297 |
Source: Form D, filed Jan 5, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian S Block | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
C/O American Realty Capital Advisors,Llc 405 Park Avenue
New York, NY, 10022
New York, NY, 10022