Form D · Other Banking and Financial Services
AMERICAN PORTFOLIOS HOLDINGS INC
Holbrook, NY · CIK 0001178738
Offering snapshot reported Nov 5, 2018 · SEC filing
- Reported sold
- Yet to sell Offering amount: $16M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 5, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Aug 14, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jul 15, 2009 | Initial | $4,087,500 | No comparison | 102 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $640K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-325105
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| American Portfolios Financial Services, Inc. | 18487 | American Portfolios Financial Services, Inc. |
Source: Form D, filed Nov 5, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Atindra Barua | Director, Executive |
| Dino Bruno | Executive |
| Russell Clark | Director |
| Lon T. Dolber | Director, Executive |
| Melissa Grappone | Executive |
| Joseph B. Gruber | Director, Executive |
| Damon Joyner | Director, Executive |
| Dalchand Laljit | Director, Executive |
| Mark A. Manzi | Director, Executive |
| Frank A. Tauches, Jr. | Director, Executive |
| Tom Wirtshafter | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
4250 Veterans Memorial Hwy
Holbrook, NY, 11741
Holbrook, NY, 11741