Form D · Other
American Lorain CORP
Shandong, F4 · CIK 0001117057
Offering snapshot reported Sep 22, 2010 · SEC filing
- Reported sold
- $9.63M Offering amount: $9.63M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 10, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 22, 2010 | Initial | $9,634,240 | No comparison | 7 | SEC filing |
| Nov 12, 2009 | Initial | $12,026,806 | No comparison | 24 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $469K
- Finders' fees
- $0
- Form D file number
- 021-148072
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Rodman & Renshaw, LLC | 16415 | |
| FT Global Capital, Inc. | 141294 |
Source: Form D, filed Sep 22, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tad M. Ballantyne | Director, Executive |
| Si Chen | Director, Executive |
| Hao Chen | Director |
| David Chiang | Director |
| Alan Jin | Executive |
| Yongjun Li | Director |
| Yundong Lu | Director, Executive |
| Maoquan Wei | Director |
| Dekai Yin | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Beihuan Road Junan County
Shandong, F4, 276600
Shandong, F4, 276600