Form D · Other
American Aerogel Corp
Rochester, NY · CIK 0001521740
Offering snapshot reported Apr 3, 2025 · SEC filing
- Reported sold
- $78M Offering amount: $78M
- Investors reported
- 33 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 22, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$39,919,589 → $78,024,302
- Reported investors19 → 33
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 3, 2025 | Amendment | $78,024,302 | $38,104,713vs Sep 5, 2023 | 33 | SEC filing |
| Sep 17, 2024 | Amendment | $53,919,584 | $13,999,995vs Sep 5, 2023 | 21 | SEC filing |
| Sep 5, 2023 | Initial | $39,919,589 | No comparison | 19 | SEC filing |
| Apr 27, 2023 | Initial | $3,000,000 | No comparison | 3 | SEC filing |
| Sep 12, 2022 | Initial | $5,172,240 | No comparison | 8 | SEC filing |
| Sep 4, 2020 | Initial | $17,500,000 | No comparison | 5 | SEC filing |
| Jul 18, 2019 | Initial | $31,494,371 | No comparison | 12 | SEC filing |
| Jul 10, 2018 | Initial | $5,569,200 | No comparison | 2 | SEC filing |
| Jun 13, 2017 | Initial | $1,750,000 | No comparison | 2 | SEC filing |
| Oct 17, 2016 | Initial | $1,250,000 | No comparison | 2 | SEC filing |
| Dec 30, 2015 | Initial | $10,397,359 | No comparison | 28 | SEC filing |
| Jul 31, 2015 | Initial | $5,088,500 | No comparison | 20 | SEC filing |
| Apr 18, 2014 | Initial | $2,500,000 | No comparison | 5 | SEC filing |
| Feb 11, 2013 | Initial | $4,690,811 | No comparison | 22 | SEC filing |
| May 26, 2011 | Initial | $7,986,911 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-491313
Total Offering Amount and Total Amount Sold includes the conversion of convertible notes into shares of preferred stock.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | 8158 |
Source: Form D, filed Apr 3, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Abruzzese | Executive |
| Allan Aylward | Director |
| Gene Baldino | Director |
| Pete Buzy | Director |
| Gina Clark | Director |
| Mike Cunningham | Director |
| Owen A Dempsey | Executive |
| Roberto Gualdoni | Director |
| Michael Hammons | Director |
| David Helgerson | Director |
| Rachel Kielon | Executive |
| Nicholas Lopocaro | Director |
| Nicola Lopocaro | Director |
| Peter Los | Director |
| Theodore Lundberg | Director |
| Stephen Mc Cluski | Director |
| Peter J. Mc Harg | Director, Executive |
| David Mundy | Director |
| Richard Pulsifer | Executive |
| Mark Robinson | Director |
| Mag Saba | Executive |
| Praveen Sahay | Director |
| Robin Smith Hoke | Director |
| Joseph Stanislaw | Director |
| Joseph Volpe | Director |
| Michael T. Williams | Executive |
| Justin Yang | Director |
Issuer details
Industry: Other (See others in industry)
Address:
460 Buffalo Road, Suite 200 A
Rochester, NY, 14611
Rochester, NY, 14611