Form D · Hedge Fund

Amboy Road Capital, LP

New York, NY · CIK 0001545910

Offering snapshot reported Oct 25, 2017 · SEC filing

Reported sold
$9.26M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.63M$9.26MMar 28, 2012Dec 30, 2013: $808,000.00Dec 30, 2013Oct 28, 2015: $7,909,464.00Oct 28, 2015Oct 27, 2016: $8,909,464.00Oct 27, 2016Oct 25, 2017: $9,259,464.00Oct 25, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,909,464 → $9,259,464
  • Reported investors13 → 14
  • Minimum accepted$500,000 → $250,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 25, 2017Amendment$9,259,464$350,000vs Oct 27, 201614SEC filing
Oct 27, 2016Amendment$8,909,464$1,000,000vs Oct 28, 201513SEC filing
Oct 28, 2015Amendment$7,909,464$7,101,464vs Dec 30, 201312SEC filing
Dec 30, 2013Amendment$808,000No comparison8SEC filing
Mar 28, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-175744

Source: Form D, filed Oct 25, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AMBOY ROAD CAPITAL, LP

Investment adviser: DA CAPITAL LLC

Gross asset value
$11.3M
Beneficial owners
14
ADV minimum commitment
$250K

Reported in Form ADV on Apr 7, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ESSENTIAL FUND SERVICES LLC TARRYTOWN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROSENBERG, RICH, BAKER, BERMAN & CO. SOMERSET, New Jersey, United States
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ROSENBERG, RICH, BAKER, BERMAN & CO.
PCAOB 98

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 1639394 · Apr 7, 2022 · Schedule D 7.B.(1), fund 805-7398318443

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nasser Ahmad Executive
Mufazzal Habib Executive
John Lofaso Executive
Julio Lorenzo Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
70 East 55th Street 21st Floor
New York, NY, 10022