Form D · Other Investment Fund

Amber Strategic Opportunities Fund

Dublin, L2 · CIK 0001819118

Offering snapshot reported Jul 31, 2020 · SEC filing

Reported sold: $70.6M
Investors reported: 5
Minimum accepted: $100K
First sale: Feb 20, 2020

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 31, 2020	Initial	$70,570,906	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-372220

Source: Form D, filed Jul 31, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AMBER STRATEGIC OPPORTUNITIES FUND

Investment adviser: AMBER CAPITAL UK LLP

Gross asset value: $212M
Beneficial owners: 6
ADV minimum commitment: $1.17M

Reported in Form ADV on May 11, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY FRANKFURT, Germany Related to adviser: No

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1366

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49

Filing source

Form ADV 1537208 · May 11, 2021 · Schedule D 7.B.(1), fund 805-7882975127

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Amber Capital Uk Llp	Promoter
Gilles Emile Fretigne	Director
Barbara Maria Healy	Director
Jeremy Patrick O'sullivan	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

76 Lower Baggot Street
Dublin, L2, DUBLIN 2