Form D · Other
Ambac LSNI, LLC
New York, NY · CIK 0001727174
Offering snapshot reported Feb 6, 2018 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 6, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $850K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-304929
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | ODEON CAPITAL GROUP LLC · CRD 148493 |
Source: Form D, filed Feb 6, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Barranco | Executive |
| Robert B. Eisman | Executive |
| Susan Frances | Executive |
| Stephen M. Ksenak | Executive |
| Claude Le Blanc | Executive |
| Michael Reilly | Executive |
| R. Sharon Smith | Executive |
| Thomas J. Staskowski | Executive |
| David Trick | Executive |
| William J. White | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Ambac Financial Group, Inc. One State Street Plaza, 15 Th Floor
New York, NY, 10004
New York, NY, 10004