Form D · Insurance
Ambac Assurance Corp
New York, NY · CIK 0001727123
Offering snapshot reported Jul 30, 2018 · SEC filing
- Reported sold
- Yet to sell Offering amount: $366M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 30, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Feb 6, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-318069
A fee to be determined taking into account the percentage of tenders received in the transaction.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | Odeon Capital Group LLC · CRD 148493 |
Source: Form D, filed Jul 30, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Barranco | Executive |
| Robert B. Eisman | Executive |
| Diane B. Glossman | Director |
| Alexander D. Greene | Director |
| Thomas P. Gybel | Director |
| Ian D. Haft | Director |
| David L. Herzog | Director |
| Stephen M. Ksenak | Executive |
| Joan Lamm Tennant | Director |
| Claude Le Blanc | Director, Executive |
| C. James Prieur | Director |
| Michael Reilly | Executive |
| R. Sharon Smith | Executive |
| Jeffrey S. Stein | Director |
| Gary H. Stern | Director |
| David Trick | Executive |
Issuer details
Industry: Insurance (See others in industry)
Address:
One State Street Plaza, 15 Th Floor
New York, NY, 10004
New York, NY, 10004