Form D · Other
Altum Resource Corp.
North Vancouver, A1 · CIK 0001815486
Offering snapshot reported Jun 22, 2020 · SEC filing
- Reported sold
- $280K Offering amount: $2.1M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 4, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 22, 2020 | Initial | $280,046 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $19.9K (estimated)
- Form D file number
- 021-369420
The additional $1,822,594 may be received upon the exercise of share purchase warrants sold inside or outside the U.S. The U.S. dollar amount is based on the Bank of Canada daily average rate of exchange reported on 6/4/2020, which was Cdn$1.3508=USD$1.00
Each Unit consists of 1 common share and 2 separate 1/2 common share purchase warrants. Each whole Warrant A and whole Warrant B is exercisable for 1 common share at an exercise price of Cdn$0.35 and Cdn$0.50, respectively, per common share for 18 months.
Additional finder warrants were issued in connection with the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| HAYWOOD SECURITIES (USA) INC. | 42072 | |
| CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. | 7449 | |
| LUCAS INVESTMENTS LTD. | None | |
| HENDRIK VAN ALPHEN | None |
Source: Form D, filed Jun 22, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Blaine Bailey | Director, Executive |
| Patrick Burns | Director |
| Marla Ritchie | Executive |
| Stuart Ross | Director |
| James Walchuk | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
3148 Highland Boulevard
North Vancouver, A1, V7R 2X6
North Vancouver, A1, V7R 2X6