Form D · Other Investment Fund

Althelia Sustainable Ocean Fund

Luxembourg, N4 · CIK 0001839058

Offering snapshot reported Mar 2, 2021 · SEC filing

Reported sold: $17.5M
Investors reported: 16
Minimum accepted: $1M
First sale: Aug 13, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 2, 2021	Initial	$17,500,000	No comparison	16	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-391003

Source: Form D, filed Mar 2, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SUSTAINABLE OCEANS FUND

Investment adviser: MIROVA S.A.

Gross asset value: $106M
Beneficial owners: 15
ADV minimum commitment: $1M

Reported in Form ADV on Jul 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTER DOMUS ALTERNATIVE ASSET FUND ADMINISTRATION S.A.R.L LUXEMBOURG, Luxembourg Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS, SOCIETE COOPERATIVE LUXEMBOURG, Luxembourg

Custodian CACEIS BANK, LUXEMBOURG BRANCH LUXEMBOURG, Luxembourg Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS, SOCIETE COOPERATIVE
PCAOB 1328

Filing source

Form ADV 2120314 · Jul 16, 2026 · Schedule D 7.B.(1), fund 805-5337744575

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Vincent Gradt	Executive
Karen Massicot	Executive
N/A Mirova Luxembourg S.A.S.	Promoter
N/A Mirova Natural Capital Limited	Promoter
N/A Mirova S.A.	Promoter
Herve Schunke	Executive
N/A Sof Gp, S.A.R.L.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Sof Gp, S.A.R.L. 2, Rue Jean Monnet
Luxembourg, N4, L- 2180