Form D · Other Banking and Financial Services
Alternatives Direct LLC
Dallas, TX · CIK 0001530892
Offering snapshot reported Nov 29, 2011 · SEC filing
- Reported sold
- $500K Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- May 26, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 29, 2011 | Initial | $500,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $25K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-169303
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| William P. Corbett | 5872380 | Mahler & Emerson Inc. · CRD 7826 |
| Henry James W. Avery | 5375161 | Mahler & Emerson Inc. · CRD 7826 |
Source: Form D, filed Nov 29, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert C. Couch | Director, Executive |
| Eric Kim | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
5339 Alpha Road Suite 400
Dallas, TX, 75240
Dallas, TX, 75240