Form D · Hedge Fund

Cardinal AlternativeFocus Shannon River Partners II L.P.

New York, NY · CIK 0001529928

Offering snapshot reported Mar 21, 2016 · SEC filing

Reported sold
$43.5M
Indefinite offering
Investors reported
116
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$99.3M$199MSep 15, 2011: $1,720,000.00Sep 15, 2011Aug 22, 2012: $30,038,508.00Aug 23, 2013: $30,950,000.00Apr 1, 2014: $43,412,534.00Mar 30, 2015: $198,618,403.00Sep 3, 2015: $43,508,427.00Mar 21, 2016: $43,508,428.00Mar 21, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$43,508,427 → $43,508,428
  • Reported investors26 → 116

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2016Amendment$43,508,428$1vs Sep 3, 2015116SEC filing
Sep 3, 2015Amendment$43,508,427-$155,109,976vs Mar 30, 201526SEC filing
Mar 30, 2015Amendment$198,618,403$155,205,869vs Apr 1, 201426SEC filing
Apr 1, 2014Amendment$43,412,534$12,462,534vs Aug 23, 2013125SEC filing
Aug 23, 2013Amendment$30,950,000$911,492vs Aug 22, 2012115SEC filing
Aug 22, 2012Amendment$30,038,508$28,318,508vs Sep 15, 201158SEC filing
Sep 15, 2011Initial$1,720,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$6.46M
Finders' fees
$0
Form D file number
021-165909
Responses in Items #13 and #14 are estimates.
Estimate includes a 12 month projection.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714
STIFEL, NICOLAUS & COMPANY, INCORPORATED793STIFEL, NICOLAUS & COMPANY, INCORPORATED · CRD 793

Source: Form D, filed Mar 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Laren Gillespie Director
Michelle Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1095 Avenue Of The America, Fl 4
New York, NY, 10036