Form D · Hedge Fund

Cardinal AlternativeFocus Owl Creek Asia II L.P.

New York, NY · CIK 0001525136

Offering snapshot reported Mar 20, 2017 · SEC filing

Reported sold
$89.1M
Indefinite offering
Investors reported
122
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$44.6M$89.1MJul 29, 2011: $3,850,000.00Jul 29, 2011Jul 24, 2012: $22,125,000.00Jul 10, 2013: $22,125,000.00Jun 20, 2014: $50,512,995.00Jul 1, 2014: $50,512,995.00Jun 25, 2015: $85,976,593.00Sep 3, 2015: $85,976,593.00Mar 21, 2016: $85,976,593.00Mar 20, 2017: $89,126,593.00Mar 20, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$85,976,593 → $89,126,593
  • Reported investors115 → 122

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 20, 2017Amendment$89,126,593$3,150,000vs Mar 21, 2016122SEC filing
Mar 21, 2016Amendment$85,976,593$0vs Sep 3, 2015115SEC filing
Sep 3, 2015Amendment$85,976,593$0vs Jun 25, 2015115SEC filing
Jun 25, 2015Amendment$85,976,593$35,463,598vs Jul 1, 2014115SEC filing
Jul 1, 2014Amendment$50,512,995$0vs Jun 20, 201455SEC filing
Jun 20, 2014Amendment$50,512,995$28,387,995vs Jul 10, 201355SEC filing
Jul 10, 2013Amendment$22,125,000$0vs Jul 24, 201237SEC filing
Jul 24, 2012Amendment$22,125,000$18,275,000vs Jul 29, 201137SEC filing
Jul 29, 2011Initial$3,850,000No comparison10SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.55M (estimated)
Finders' fees
$0
Form D file number
021-163665
Responses in Items #13 and #14 are estimates.
Estimate is projected through the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714
STIFEL, NICOLAUS & COMPANY, INCORPORATED793STIFEL, NICOLAUS & COMPANY, INCORPORATED · CRD 793

Source: Form D, filed Mar 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Laren Gillespie Director
Michelle Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1095 Avenue Of The Americas, Fl 4
New York, NY, 10036