Form D · Hedge Fund
Cardinal AlternativeFocus BlueTrend L.P.
New York, NY · CIK 0001476583
Offering snapshot reported Mar 21, 2016 · SEC filing
- Reported sold
- $36.9M Indefinite offering
- Investors reported
- 47 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 21, 2016 | Amendment | $36,923,259 | $0vs Sep 3, 2015 | 47 | SEC filing |
| Sep 3, 2015 | Amendment | $36,923,259 | $2,691,584vs Mar 30, 2015 | 47 | SEC filing |
| Mar 30, 2015 | Amendment | $34,231,675 | $1,552,421vs Apr 1, 2014 | 45 | SEC filing |
| Apr 1, 2014 | Amendment | $32,679,254 | $0vs Apr 1, 2013 | 46 | SEC filing |
| Apr 1, 2013 | Amendment | $32,679,254 | $14,304,254vs Mar 30, 2012 | 46 | SEC filing |
| Mar 30, 2012 | Amendment | $18,375,000 | $1,100,000vs Apr 18, 2011 | 26 | SEC filing |
| Apr 18, 2011 | Amendment | $17,275,000 | $6,250,000vs Nov 4, 2010 | 23 | SEC filing |
| Nov 4, 2010 | Amendment | $11,025,000 | $7,975,000vs Nov 12, 2009 | 20 | SEC filing |
| Nov 12, 2009 | Initial | $3,050,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $799K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-136027
Responses in Items #13 and #14 are estimates.
Estimate is projected through the next 12 months.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Barclays Capital Inc. | 19714 | Barclays Capital Inc. · CRD 19714 |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | STIFEL, NICOLAUS & COMPANY, INCORPORATED · CRD 793 |
Source: Form D, filed Mar 21, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lisa Alexander | Director |
| Laren Gillespie | Director |
| Michelle Wilson Clarke | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10036