Form D · Hedge Fund

ALTERNATIVE TREASURY STRATEGY LLC

Jericho, NY · CIK 0001311601

Offering snapshot reported Mar 12, 2014 · SEC filing

Reported sold
$179M
Indefinite offering
Investors reported
116
Form D · investor count
Minimum accepted
$70K
Reported outside-investor minimum
First sale
Jan 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$89.6M$179MMar 17, 2010: $170,533,590.00Mar 17, 2010Mar 17, 2011: $178,855,407.00Mar 17, 2011Mar 16, 2012: $179,105,407.00Mar 16, 2012Mar 18, 2013: $179,105,407.00Mar 18, 2013Mar 12, 2014: $179,105,407.00Mar 12, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 12, 2014Amendment$179,105,407$0vs Mar 18, 2013116SEC filing
Mar 18, 2013Amendment$179,105,407$0vs Mar 16, 2012116SEC filing
Mar 16, 2012Amendment$179,105,407$250,000vs Mar 17, 2011116SEC filing
Mar 17, 2011Amendment$178,855,407$8,321,817vs Mar 17, 2010116SEC filing
Mar 17, 2010Amendment$170,533,590No comparison111SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$975K (estimated)
Finders' fees
$400 (estimated)
Form D file number
021-71912
None of Geneva Capital Partners SA, Channel Capital, Sound Securities LLC, Jeffrey Marcus Esq., Richard J. Augustus of Aurus Advisors, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and SecureVest Financial Group presently markets for the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sound Securities, LLC122677
Channel Capital118697
Jeffrey Marcus, Esq.None
Richard J. Augustus1258288Aurus Advisors, Inc. · CRD 128096
Geneva Capital Partners SANone
Merrill Lynch, Pierce, Fenner & Smith Inc.7691
Securevest Financial Group10100
Direct Access Partners LLC120950
Matrix Capital Group, Inc.33364
North South Capital LLC148158

Source: Form D, filed Mar 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTERNATIVE TREASURY STRATEGY, LLC

Investment adviser: DIX HILLS PARTNERS, LLC

Gross asset value
$2.95M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Mar 14, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MARGOLIN, WINER & EVENS LLP GARDEN CITY, New York, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 800853 · Mar 14, 2014 · Schedule D 7.B.(1), fund 805-7268826385

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph A Baggett Executive
Edward L Goldberg Executive
William L Gordon Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
50 Jericho Quadrangle Suite 117
Jericho, NY, 11753