Form D · Hedge Fund

Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · CIK 0001599265

Offering snapshot reported Jan 22, 2020 · SEC filing

Reported sold
$36.4M
Indefinite offering
Investors reported
90
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.2M$36.4MFeb 5, 2014Feb 11, 2015: $17,464,700.00Feb 16, 2016: $20,876,700.00Jan 27, 2017: $23,096,700.00Jan 26, 2018: $29,778,869.00Jan 25, 2019: $36,242,169.00Jan 22, 2020: $36,442,868.00Jan 22, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$36,242,169 → $36,442,868
  • Reported investors84 → 90

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 22, 2020Amendment$36,442,868$200,699vs Jan 25, 201990SEC filing
Jan 25, 2019Amendment$36,242,169$6,463,300vs Jan 26, 201884SEC filing
Jan 26, 2018Amendment$29,778,869$6,682,169vs Jan 27, 201788SEC filing
Jan 27, 2017Amendment$23,096,700$2,220,000vs Feb 16, 201680SEC filing
Feb 16, 2016Amendment$20,876,700$3,412,000vs Feb 11, 201577SEC filing
Feb 11, 2015Amendment$17,464,700No comparison58SEC filing
Feb 5, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$92.7K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-211338

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Jan 22, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alternative Strategies Group, Inc. Promoter
James F. Angelos Executive
Rob Coltrin Executive
Doretta Dunegan Executive
Daniel J. Mavico Executive
Yukari Nakano Director, Executive
Sean Nicolosi Executive
Britta Perkio Patterson Executive
Michael Roman Executive
Adam Taback Executive
N/A Wells Fargo Investment Institute Inc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alternative Strategies Group, Inc. 401 S. Tryon Street
Charlotte, NC, 28202