Form D · Other Investment Fund

ALTERAS FUND, LLC

Aliso Viejo, CA · CIK 0001528665

Offering snapshot reported Aug 30, 2011 · SEC filing

Reported sold: $5.12M
Investors reported: 10
Minimum accepted: $250K
First sale: Jul 1, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 30, 2011	Initial	$5,117,336	No comparison	10	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-165115

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Newport Coast Securities	16944	Ken Finnell · CRD 1184110

Source: Form D, filed Aug 30, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTERAS FUND, LLC

Investment adviser: ANCHOR CAPITAL MANAGEMENT GROUP, INC.

Gross asset value: $5.6M
Beneficial owners: 11
ADV minimum commitment: $250K

Reported in Form ADV on Jun 7, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator YULISH & ASSOCIATES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFERIES LLP GREENWOOD VILLAGE, Colorado, United States

Prime broker SAXIS GROUP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 649597 · Jun 7, 2012 · Schedule D 7.B.(1), fund 805-3060235451

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Garrett Waters	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

15 Enterprise, Suite 450
Aliso Viejo, CA, 92656