Form D · Hedge Fund

Altegris Visium Fund, Ltd.

La Jolla, CA · CIK 0001571362

Offering snapshot reported Jul 10, 2015 · SEC filing

Reported sold
$14.5M
Indefinite offering
Investors reported
77
Form D · investor count
Minimum accepted
$17.5K
Reported outside-investor minimum
First sale
Apr 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.24M$14.5MApr 2, 2013: $2,700,000.00Apr 2, 2013Oct 28, 2013: $8,419,933.00Oct 28, 2013Feb 3, 2015: $14,373,523.00Feb 3, 2015Jul 10, 2015: $14,484,674.00Jul 10, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$14,373,523 → $14,484,674
  • Reported investors75 → 77
  • Minimum accepted$100,000 → $17,485

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 10, 2015Amendment$14,484,674$111,151vs Feb 3, 201577SEC filing
Feb 3, 2015Amendment$14,373,523$11,673,523vs Apr 2, 201375SEC filing
Oct 28, 2013Amendment$8,419,933$5,719,933vs Apr 2, 201353SEC filing
Apr 2, 2013Initial$2,700,000No comparison10SEC filing

Offering details

Securities
Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194362
Redeemable voting participating shares

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
more than 5NoneGilford Securities Inc. · CRD 8076

Source: Form D, filed Jul 10, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTEGRIS VISIUM FUND, LTD.

Investment adviser: ALTEGRIS ADVISORS, LLC

Gross asset value
$231K
Beneficial owners
77
ADV minimum commitment
$50K

Reported in Form ADV on Oct 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1248866 · Oct 30, 2018 · Schedule D 7.B.(1), fund 805-6401359611

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
None Altegris Advisors, Llc Promoter
None Altegris Funds Promoter
Robert J Amedeo Director
Kenneth I Mc Guire Executive
Matthew C Osborne Executive
Richard G Pfister Director
Jack L. Rivkin Executive
Jon C Sundt Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1200 Prospect Street, Suite 400
La Jolla, CA, 92037