Form D · Hedge Fund

Altegris Paulson Advantage Fund LP

La Jolla, CA · CIK 0001472222

Offering snapshot reported Jul 10, 2015 · SEC filing

Reported sold: $39.5M
Investors reported: 176
Minimum accepted: $54.5K
First sale: Oct 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$100,000 → $54,472

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 10, 2015	Amendment	$39,485,680	$0vs Feb 3, 2015	176	SEC filing
Feb 3, 2015	Amendment	$39,485,680	$1,434,254vs Sep 25, 2012	176	SEC filing
Oct 1, 2013	Amendment	$38,551,426	$500,000vs Sep 25, 2012	165	SEC filing
Sep 25, 2012	Amendment	$38,051,426	$0vs Sep 25, 2012	164	SEC filing
Sep 25, 2012	Amendment	$38,051,426	$3,077,000vs Oct 6, 2011	164	SEC filing
Oct 6, 2011	Amendment	$34,974,426	$17,507,830vs Oct 18, 2010	153	SEC filing
Oct 18, 2010	Amendment	$17,466,596	$9,660,396vs Jan 14, 2010	84	SEC filing
Jan 14, 2010	Amendment	$7,806,200	$6,456,200vs Oct 2, 2009	33	SEC filing
Oct 2, 2009	Amendment	$1,350,000	No comparison	3	SEC filing
Sep 28, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-134791

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
more than 5	None	Kalos Capital Inc. · CRD 44337
morethan 5	None	WFG Investments, Inc. · CRD 22704

Source: Form D, filed Jul 10, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTEGRIS PAULSON ADVANTAGE FUND LP

Investment adviser: ALTEGRIS ADVISORS, LLC

Gross asset value: $2.6M
Beneficial owners: 0
ADV minimum commitment: $100K

Reported in Form ADV on Mar 8, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC./SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, LLC LA JOLLA, California, United States Related to adviser: Yes

Marketer ARETE WEALTH MANAGEMENT, LLC SCHAUMBURG, Illinois, United States Related to adviser: No

Marketer B. C. ZIEGLER AND COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIFIELD, Iowa, United States Related to adviser: No

Marketer CAPITAL GUARDIAN, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer COMMONWEALTH FINANCIAL NETWORK WALTHAM, Massachusetts, United States Related to adviser: No

Marketer GILFORD SECURITIES INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Marketer KALOS CAPITAL, INC. ALPHARETTA, Georgia, United States Related to adviser: No

Marketer KOVACK SECURITIES INC. FT. LAUDERDALE, Florida, United States Related to adviser: No

Marketer LARA, MAY & ASSOCIATES, LLC FALLS CHURCH, Virginia, United States Related to adviser: No

Marketer LPL FINANCIAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Marketer MADISON AVENUE SECURITIES, LLC SAN DIEGO, California, United States Related to adviser: No

Marketer MARCH CAPITAL CORP. CHICAGO, Illinois, United States Related to adviser: No

Marketer SANDLAPPER SECURITIES, LLC GREENVILLE, South Carolina, United States Related to adviser: No

Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No

Marketer TAYLOR CAPITAL MANAGEMENT INC. WOODSTOCK, Georgia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ALTEGRIS INVESTMENTS, LLC
CRD 8258 · SEC 8-24931

ARETE WEALTH MANAGEMENT, LLC
CRD 44856 · SEC 8-50854

B. C. ZIEGLER AND COMPANY
CRD 61 · SEC 801-19699

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

CAPITAL GUARDIAN, LLC
CRD 137919 · SEC 8-67133

COMMONWEALTH FINANCIAL NETWORK
CRD 8032 · SEC 801-41541

GILFORD SECURITIES INCORPORATED
CRD 8076 · SEC 8-24230

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

KALOS CAPITAL, INC.
CRD 44337 · SEC 8-50630

KOVACK SECURITIES INC.
CRD 44848 · SEC 8-50847

LARA, MAY & ASSOCIATES, LLC
CRD 145589 · SEC 801-68535

LPL FINANCIAL LLC
CRD 6413 · SEC 801-10970

MADISON AVENUE SECURITIES, LLC
CRD 23224 · SEC 801-69919

MARCH CAPITAL CORP.
CRD 24142

SANDLAPPER SECURITIES, LLC
CRD 137906 · SEC 8-67128

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

TAYLOR CAPITAL MANAGEMENT INC.
CRD 43559 · SEC 8-50313

Filing source

Form ADV 989577 · Mar 8, 2016 · Schedule D 7.B.(1), fund 805-6387215384

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
None Altegris Advisors Llc	Promoter
None Altegris Funds	Promoter
Robert J Amedeo	Executive
None Apm Funds	Promoter
Kenneth I Mc Guire	Executive
Matthew C Osborne	Executive
Richard G Pfister	Executive
Jack L. Rivkin	Executive
Jon C Sundt	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1200 Prospect Street Suite 400
La Jolla, CA, 92037