Form D · Hedge Fund

Altegris Hayman Capital Fund Ltd

La Jolla, CA · CIK 0001577170

Offering snapshot reported Jul 10, 2015 · SEC filing

Reported sold
$35.4M
Indefinite offering
Investors reported
111
Form D · investor count
Minimum accepted
$39.4K
Reported outside-investor minimum
First sale
Jun 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.7M$35.4MJun 5, 2013: $6,226,706.00Jun 5, 2013Oct 28, 2013: $30,040,616.00Oct 28, 2013Feb 2, 2015: $35,020,439.00Feb 2, 2015Jul 10, 2015: $35,433,039.00Jul 10, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$35,020,439 → $35,433,039
  • Reported investors109 → 111
  • Minimum accepted$100,000 → $39,400

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 10, 2015Amendment$35,433,039$412,600vs Feb 2, 2015111SEC filing
Feb 2, 2015Amendment$35,020,439$28,793,733vs Jun 5, 2013109SEC filing
Oct 28, 2013Amendment$30,040,616$23,813,910vs Jun 5, 201389SEC filing
Jun 5, 2013Initial$6,226,706No comparison19SEC filing

Offering details

Securities
Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-197478
Redeemable Voting Participating Shares

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
more than 5NoneTCM Securities, Inc. · CRD 43559

Source: Form D, filed Jul 10, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTEGRIS HAYMAN CAPITAL FUND, LTD.

Investment adviser: ALTEGRIS ADVISORS, LLC

Gross asset value
$15.5M
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Jun 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Marketer ALTEGRIS INVESTMENTS, LLC LA JOLLA, California, United States Related to adviser: Yes
Marketer B. C. ZIEGLER AND COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIRFIELD, Iowa, United States Related to adviser: No
Marketer COMMONWEALTH FINANCIAL NETWORK WALTHAM, Massachusetts, United States Related to adviser: No
Marketer GILFORD SECURITIES INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer KOVACK SECURITIES INC. FT. LAUDERDALE, Florida, United States Related to adviser: No
Marketer LPL FINANCIAL LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer MARCH CAPITAL CORP. CHICAGO, Illinois, United States Related to adviser: No
Marketer MONEY CONCEPTS ADVISORY SERVICE PALM BEACH GARDENS, Florida, United States Related to adviser: No
Marketer SANDLAPPER SECURITIES, LLC GREENVILLE, South Carolina, United States Related to adviser: No
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No
Marketer TAYLOR CAPITAL MANAGEMENT INC. WOODSTOCK, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTEGRIS INVESTMENTS, LLC
CRD 8258 · SEC 8-24931

B. C. ZIEGLER AND COMPANY
CRD 61 · SEC 801-19699

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

COMMONWEALTH FINANCIAL NETWORK
CRD 8032 · SEC 801-41541

GILFORD SECURITIES INCORPORATED
CRD 8076 · SEC 8-24230

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

KOVACK SECURITIES INC.
CRD 44848 · SEC 8-50847

LPL FINANCIAL LLC
CRD 6413 · SEC 801-10970

MARCH CAPITAL CORP.
CRD 24142

MONEY CONCEPTS ADVISORY SERVICE
CRD 12963 · SEC 801-39736

SANDLAPPER SECURITIES, LLC
CRD 137906 · SEC 8-67128

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

TAYLOR CAPITAL MANAGEMENT INC.
CRD 43559 · SEC 8-50313

Filing source

Form ADV 1027225 · Jun 30, 2016 · Schedule D 7.B.(1), fund 805-1074869342

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
None Altegris Advisors Llc Promoter
None Altegris Funds Promoter
Robert J Amedeo Director
Kenneth I Mc Guire Executive
Matthew C Osborne Executive
Richard G Pfister Director
Jack L. Rivkin Executive
Jon C Sundt Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1200 Prospect Street Suite 400
La Jolla, CA, 92037