Form D · Hedge Fund

Altair - Rimrock, LLC

Los Angeles, CA · CIK 0001490945

Offering snapshot reported Nov 22, 2017 · SEC filing

Reported sold: $462M
Investors reported: 623
Minimum accepted: $0
First sale: Jun 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$26,810,000 → $461,620,473
Reported investors60 → 623

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 22, 2017	Amendment	$461,620,473	$434,810,473vs Jun 8, 2010	623	SEC filing
Nov 23, 2016	Amendment	$473,920,359	$13,977,620vs Nov 23, 2015	677	SEC filing
Nov 23, 2015	Amendment	$459,942,739	$4,865,000vs Nov 21, 2014	634	SEC filing
Nov 21, 2014	Amendment	$455,077,739	$100,675,114vs Nov 22, 2013	619	SEC filing
Nov 22, 2013	Amendment	$354,402,625	$192,872,375vs Jun 7, 2012	706	SEC filing
Jun 7, 2012	Amendment	$161,530,250	$47,637,000vs Jun 7, 2011	275	SEC filing
Jun 7, 2011	Amendment	$113,893,250	$87,083,250vs Jun 8, 2010	200	SEC filing
Jun 8, 2010	Initial	$26,810,000	No comparison	60	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-143121

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
First Republic Securities Company, LLC	105108	First Republic Securities Company, LLC · CRD 105108

Source: Form D, filed Nov 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTAIR - RIMROCK, LLC

Investment adviser: J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Gross asset value: $563K
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on Dec 18, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE AND COOPERS LLP LOS ANGELES, California, United States

Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE AND COOPERS LLP
PCAOB 238

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 1363149 · Dec 18, 2019 · Schedule D 7.B.(1), fund 805-5113282394

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James P Conn Sr.	Director
David Chih Hou	Executive
Kim Pfeifer Ip	Executive
Craig Jorasch	Director
N/A Luminous Capital Gp Llc	Executive
N/A Luminous Capital Holdings, Llc	Executive
Charles Volkhardt Moore	Director
Mark Elliott Sear	Executive
Robert John Skinner	Executive
Alan Zafran	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O First Republic Investment Mgmt, Inc. 1888 Century Park East
Los Angeles, CA, 90067-1702