Form D · Hedge Fund

Altair - Marathon SOF, LLC

Los Angeles, CA · CIK 0001591149

Offering snapshot reported Nov 21, 2014 · SEC filing

Reported sold
$151M
Indefinite offering
Investors reported
274
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$75.5M$151MNov 12, 2013: $2,937,000.00Nov 12, 2013Nov 21, 2014: $151,080,634.00Nov 21, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,937,000 → $151,080,634
  • Reported investors11 → 274

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2014Amendment$151,080,634$148,143,634vs Nov 12, 2013274SEC filing
Nov 12, 2013Initial$2,937,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-206100

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
First Republic Securities Company, LLC105108First Republic Securities Company, LLC · CRD 105108

Source: Form D, filed Nov 21, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTAIR - MARATHON SOF, LLC

Investment adviser: J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Gross asset value
$96M
Beneficial owners
298
ADV minimum commitment
$500K

Reported in Form ADV on Aug 25, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE AND COOPERS LLP LOS ANGELES, California, United States
Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 1136304 · Aug 25, 2017 · Schedule D 7.B.(1), fund 805-3302821494

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James P. Conn Sr. Director
Craig Jorasch Director
Charles Volkhardt Moore Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O First Republic Investment Mgmt, Inc. 1888 Century Park East
Los Angeles, CA, 90067-1702